Managing Director, Member Oversight Department
National Futures Association (NFA)
Global Surveillance Optimisation Lead
Natixis Corporate & Investment Banking
Managing Director, Head of UK Compliance
Rabobank
Former Chief Risk Officer
NatWest Markets
Managing Director, Managing Director Senior Digital Asset Risk Officer
State Street
Managing Director, Global Head of Frameworks & Programs - Compliance & Financial Crime
Deutsche Bank
Managing Director, International Head of Operational Risk
Wells Fargo
Managing Director, Head of Supervision, MSS
Citigroup
Managing Director, Chief Risk & Compliance Officer Treasury Services & International
BNY
Managing Director, Global Head of Surveillance
HSBC
Head of Group Surveillance
NatWest Group
Managing Director, BUK Chief Compliance Officer
Barclays
Managing Director, Global Head of Trade Surveillance
Morgan Stanley
Managing Director, Global Head of Market Abuse Surveillance
BNP Paribas
Chief Risk Officer
Barclays Bank PLC
Manaing Director, Head of Group Controls Office
Chief Platform & Functions Officer - Risk, Compliance, Legal & Corporate Secretariat
Standard Chartered Bank
Managing Director, Head of Non-Financial Risk for Markets & Securities Services
Société Générale
Managing Director, Head of Surveillance, Europe and Asia Pacific
RBC Capital Markets
Business Development Manager
Airbus Defence & Space
Chief Controls Officer, Consumer Relationships
Lloyds Banking Group
Managing Director, EMEA Head of Business Resilience
Nomura
Managing Director, Internal Audit EMEA
Mizuho
Head of Trade and Communication Surveillance
Managing Director, Group Chief Controls Officer
Managing Director, Global Head of Front Office Surveillance
Chief Risk Officer, EMEA and APAC
Bernstein Société Générale
Managing Director, Chief Compliance Officer and MLRO
Bernstein SG Group
Director Market Oversight
Financial Conduct Authority (FCA)
Managing Director, Global Head of Compliance: Corporate Functions
Managing Director - Models, Data & AI Audit
Managing Director, UK Head of Regulatory & Control, CIB
Santander
Managing Director, Chief Controls Officer, IB
Chief Audit Executive
Aegon
Global Data Science Lead
Chief Risk Officer (CRO), Europe
RBC
Managing Director, Head of Global Markets Compliance (EMEA)
Managing Director, Conduct, Business Risk & Controls Officer For Corporate & Investment Banking
Global Head of Supervision - CIB Markets BCM
J.P. Morgan Chase
Head of Surveillance
Managing Director, Global Head of Compliance Surveillance
Managing Director
UBS
Managing Director UK COO,
Chief Auditor, Digital X & Corporate Functions
Chief Compliance Officer, CIB
Head of Compliance & Conduct
Global Head of Culture
AXA Insurance
Managing Director, Global Head Operational Risk Control And Global Head C&ORC, Group Functions
Group Head of Operational Risk
Managing Director, Head of UK Wholesale Banking Compliance
Societe Generale
Global Head Digital Asset Risk Management
Standard Chartered
Managing Director, Business Controls
Chief Internal Auditor
Bank of Ireland
Managing Director, Chief Compliance Officer Europe
Managing Director-Head of Global Front Line Risk Program Execution, CIB COO
Chief Compliance Officer & MLRO
British Arab Commercial Bank (BACB)
Former Team Principle
Haas F1
Managing Director, Global Head of Communication Surveillance Technology & Cloud Transformation Lead
Risk Chief Operating Officer
LSEG
Managing Director - Chief Control Officer / Wholesale Banking Transformation Office
ING
Head of Europe Compliance & Global Head of Markets Compliance
Scotiabank
Managing Director - EMEA Head Global Markets Regulatory Compliance
Managing Director, Markets Head of Operational Risk and Controls
Chief Auditor for Risk
Managing Director, Head of Global Markets Supervision & Business Regulatory Initiatives
TD Securities
