Global Surveillance Optimisation Lead
Natixis Corporate & Investment Banking
Chief Audit Executive (CAE)
Piraeus Bank
Managing Director, Head of Compliance UK
Rabobank
Managing Director, Senior Digital Asset Risk Officer
State Street
Head of Financial Crime Production
XLoD Global
Managing Director, Head of Operational Risk & Resilience, EMEA
Goldman Sachs
Head of XLoD & Americas Events Production
Infopro Digital
Managing Director, Global Head of Frameworks & Programs - Compliance & Financial Crime
Deutsche Bank
Managing Director, Global Head of Surveillance
HSBC
Senior Moderator
Editor
Group Head of Surveillance
NatWest Group
Former Chief Compliance Officer, Citigroup & Senior Moderator
Managing Director, Global Head of Oversight for Non-Financial Risk
Morgan Stanley
Managing Director, Global Head of Trade Surveillance
Managing Director, Global Head of Market Abuse Surveillance
BNP Paribas
Group Chief Auditor
Managing Director, Head of Group Controls Office
Managing Director – Group Head of Operational Resilience
Barclays
Global Security - Head of Control, Strategy & Innovation
JPMorganChase
Executive Vice President, Chief Controls Officer and Head of Enterprise Resiliency
Managing Director, Head Of Non Financial Risk, MSS
Regional Partner, CGM Risk Culture & Supervision
Macquarie
Managing Director, Chief Compliance Officer CCIB
Standard Chartered Bank
Chief Risk Officer (CRO)
Societe Generale International Limited
CIB CCCO (Chief Conduct & Control Officer)
Chief Audit Officer
Bank of London
Chief Controls Officer, Consumer Relationships
Lloyds Banking Group
Managing Director, EMEA Head of Markets Operational Risk Management
J.P. Morgan Chase
Moderator
Chief Compliance Officer UK, Europe and APAC
RBC
Head of Trade and Communication Surveillance
Group Chief Controls Officer
Managing Director, EMEA Head of Monitoring & Surveillance
SMBC
Managing Director, Markets Head of Non-Financial Risk
Managing Director, Chief Compliance Officer and MLRO
Bernstein SG Group
Director, Market Oversight
Financial Conduct Authority (FCA)
Former Track Cyclist and Racing Driver
Managing Director - Models, Data & AI Audit
Managing Director - Head of Conduct & Culture EMEA
Natixis
SVP, Head of Business Risk Management
Managing Director, Global Sales CCO, Markets and Securities Services
Chief Compliance Officer & MLRO
Fidelity Digital Assets UK
Managing Director, Business Controls Officer, SCIB
Santander
Chief Audit Executive
Aegon
Managing Director, Group Chief Compliance Officer
Global Data Science Lead
Société Générale
Managing Director, EMEA Head of Legal and Compliance
Galaxy Digital
Managing Director, Global Head of Communication Surveillance Technology & Cloud Transformation Lead
Managing Director, Chief Compliance Officer & MLRO
Managing Director, Head of Global Markets Compliance (EMEA)
Managing Director, Head of IA Strategy and Research & Engineering Labs
Citigroup
Managing Director, Global Head of Compliance Surveillance
Managing Director, Global Head of Compliance & Investigations
UBS
Managing Director, UK/EMEA Head of Surveillance & Global Head of Trade Surveillance
Head of Compliance & Conduct
Group Director, Compliance, Conduct, and Operational Risk
Managing Director, Global Head Operational Risk Control And Global Head C&ORC, Group Functions
Managing Director, Group Head of Operational Risk
Managing Director, Global Head of Market Conduct / Abuse Trade Surveillance
Managing Director, Head of UK Wholesale Banking Compliance
Societe Generale
Managing Director, Head fo Regulatory Compliance
ICBC Standard Bank Group
Chief Operating Officer, Markets
Senior Confernece Producer
Fromer Chief Auditor, Bank of Ireland & Independent Consultant
Chief Compliance Officer, Europe
Global Head of Surveillance & Supervisory Controls
BNY
BNY Markets
Former Chief Risk & Compliance Officer; Issuer Services
Group Chief Risk Officer
ClearToken
Managing Director, EMEA Head of GBM Public Compliance
Global Head Compliance Financial Markets/Bank Treasury
ING
Head of Large Corporates and Institutions Compliance and Sustainability
Danske Bank
Managing Director, EMEA Head Global Markets Regulatory Compliance
Managing Director, Head of Global Markets Supervision & Business Regulatory Initiatives
TD Securities
