Head of Trade Surveillance EMEA & APAC
RBC
Global Head of Information Risk – MSS NFR
HSBC
Head of Operational Risk, Supply Trading & Shipping
BP
Global Head of Sanctions and Geopolitical Risk
Santander
Head of Compliance Surveillance, Asset Management
Legal & General
Global Market Abuse Risk Assessment Head
NatWest Markets
Head of Cyber Assurance
Virgin Money
Director, Compliance
American Express
Director Surveillance Strategy
NatWest
Risk Director,CRO
ABN AMRO
Head of Insights Financial Crime & Non-Financial Risk
NatWest Group
Former Managing Director
Macquarie Group
Group Director of Enterprise and Operational Risk
Starling Bank
Head of Non Financial Risk, Business Finance & Savings
Aldermore Bank
Managing Director, International Head of Legal Entity Compliance
Wells Fargo
Risk SME - Trading Venues & Control Transformation
Citigroup
Global Head of Surveillance Calibration
Head of Audit for Non Financial Risk
Natwest
Global Head : Oprisk for Crude Trading
Shell
Director Group ESG Risk
Deutsche Bank
Executive Director - Global Surveillance Strategy
Morgan Stanley
Conduct Risk Director
ICBC
Global Head of Non-Financial Risk Monitoring Strategy & Operations & EMEA Head of NFR M&T,
Payments Operations Global Resiliency Lead
JPMorgan Chase
Former Chief Auditor, Citigroup
Independent Contributor
Global Lead Unauthorised Trading Surveillance
Global Head Conduct Risk Management & Accountability (ICRM)
Executive Director, Trade Surveillance and Regulatory Risk
Global Head of Surveillance IT
Head of Risk & Controls, COO & Risk Partner to CEO
M&G Investments
Head of Compliance
Royal London Asset Management
CEO, GeffroyInvestors, & Former Chief Compliance & Chief Operational Risk Officer, Bank of America Europe
Head of NFR Management
UBS
Managing Director Internal Audit
Chief Compliance Officer
Central Bank of Armenia
Director, Internal Audit
Nationwide
Head of UK CIB Compliance
Natixis Corporate & Investment Banking
Independent Contributor and Behavioural Science Expert
Global IB Operational Risk Control - Head of Strategy & Execution
Director – Head of Model, Market & Liquidity Risk Audit
Mizuho
Front Office Risk, Control and Assurance, CMAT Senior Manager
Evelyn Partners
Director, Compliance and Operational Risk Advisory
Head of Market and Operational Risk
Shanghai Pudong Development Bank
Former Managing Director, Global Head of Non Financial Risk Specialisms and Supervision
Head of Internal Audit- EMEA
Macquarie
Head of Divisional Controls and Governance Europe CIB
National Australia Bank
Executive Director, EMEA Head of Non-Financial Risk (NFR) Testing
Managing Director, International Head of Aligned Business Compliance
Head of Risk Management and Corporate Governance Policy and Insights
ACCA
Managing Director, Head of Conduct & Culture EMEA
CRO
Lions Trust Asset Management
Head of Surveillance
ICBC Standard Bank Group
Managing Director Head of Climate Risk Framework & Execution
Barclays
Chief Controls Officer
Co-Head of UK GA Compliance Advisory
Rothschild
Director, Markets Compliance Testing & Monitoring
Managing Director, Head of Audit, Financial Markets & Operational Risk
Standard Chartered Bank
Operational Risk Oversight Director
EMEA Head of Surveillance
MUFG
Director of UK Legal & Compliance
Axpo Group
Director, Internal Audit, Methodology & Audit Lifecycle
Director Europe Governance and Control
TD Securities
Head of UK Surveillance
Head of Investment Compliance
Risk & Compliance Transformation - Management Advisory, Euroclear &
VP, Compliance
Monzo Bank
Director of Regulatory and Compliance Risk Oversight
TSB
Director, Risk & Compliance
Bank of Ireland
Managing Director, Head of Risk Assurance
Head, CFCR Governance, UK and Europe
Executive Director, Operations
Global Head of Enterprise Control Reporting
BNY
Managing Director, Head of Operational Risk
Program Manager, Markets Program Execution and Transformation
Managing Director, EMEA Head of FX Business Risk
State Street
Group Head of Risk and Compliance
Zodia Custody
Global Audit Managing Director
Compliance Manager, Surveillance
Vanguard
Associate Director, First Line Controls, GBM Internal Controls UK & Europe
Scotiabank
Internal Audit EMEA & Middle East
ING
Markets Business Risk & Control Lead- Data, Technology Platform
Trade Surveillance Specialist
Former Chief Risk & Compliance Officer; Issuer Services
Co-Head Of Compliance Change (Surveillance)
Director, Head of Compliance Risk Management Framework and Implementation
Global Head of Risk Identification & Assessment
Head of Governance & Strategy- Surveillance/UPTA/Compliance AI
Head of Control Strategy, Governance, Monitoring & Execution
Lloyds Banking Group
Director, Risk & Controls
Mastercard
Head fo Research Labs, Internal Audit
Chief Internal Auditor
Aegon Asset Management
Director, Head of Global Market Abuse Risk Assessment
Executive Director, Head of Fixed Income Compliance
