Managing Director, Head of EU Core Compliance
TD Securities
Head of Internal Audit
UBA UK
ED, Conduct and Culture
Nomura
Independent Contributor
Global Head of FX Business Risk, Managing Director
State Street
Group Head of Risk & Compliance and UK MLRO
Zodia Custody
Chief Risk OFficer
Managing Director, Technical Control Advisor, EMEA Control Officer
SMBC Group
Managing Director, Head of Audit for Asset Management & Investment Banking
Macquarie
Compliance Manager Surveillance
Vanguard
Vice President, Audit Lead for WB UK, Middle East and Ireland (EMEA)
ING
Trade Surveillance Specialist
Director, Head of Compliance Risk Management Framework and Implementation
Citigroup
Head of Trade Surveillance
Trading212
Global Head of Risk Identification & Assessment
Barclays
Head of AI Strategy & Governance - Compliance & AFC
Deutsche Bank
Head of Control Strategy, Governance, Monitoring & Execution
Lloyds
Head of Operational Risk
Mitsui Bussan Commodities Ltd
Managing Director, Head of Compliance & Associate General Counsel - Europe
Baird
Director, Risk & Controls
Mastercard
Bank of Valletta plc
Global Head of Risk and Compliance
Moneff Group
Director, Global Head of Communications Surveillance
Senior Compliance Manager
Head of Research Labs, Internal Audit
Chief Internal Auditor
Aegon AM
Head of Risk and Control Investment Banking EMEA
Director, Head of Global Market Abuse Risk Assessment
UBS
Executive Director, Head of Fixed Income Compliance
Morgan Stanley
Head of RegTech Surveillance
eToro
Executive Director, Sustainable Investing Policy & Regulatory Implementation Lead
JP Morgan AM
