Managing Director, UK/EMEA Head of Surveillance & Global Head of Trade Surveillance
Deutsche Bank
Chief Auditor, Digital X & Corporate Functions
NatWest Group
Head of Compliance & Conduct
Group Director, Compliance, Conduct, and Operational Risk
Lloyds Banking Group
Senior Moderator
XLoD Global
Global Head of Culture
AXA Insurance
Editor, Risk Benchmarking
Risk.Net
Former Head of NFR Framework, London Stock Exchange Group &
Independent Contributor
Partner
Baringa
Group Head of Operational Risk
Managing Director, Global Head of Market Conduct / Abuse Trade Surveillance
UBS
Managing Director, Head of UK Wholesale Banking Compliance
Societe Generale
Global Head Digital Asset Risk Management
Standard Chartered
Managing Director, Head of Regulatory Compliance
ICBC Standard Bank
Chief Operating Officer, Markets
Citigroup
CEO & Co-Founder
Theta Lake
Founder & CEO
CUBE
Managing Director, Business Controls
J.P. Morgan Chase
Executive Vice President and Chief Regulatory Operations Officer
FINRA
Chief Internal Auditor
Bank of Ireland
Managing Director, Chief Compliance Officer Europe
Managing Director-Head of Global Front Line Risk Program Execution, CIB COO
Wells Fargo
Global Head of Surveillance & Supervisory Controls
BNY Markets
Chief Operating Officer, LSE plc and Digital & Securities Markets
London Stock Exchange Group
Chief Compliance Officer & MLRO
British Arab Commercial Bank (BACB)
Managing Director, Head of Artificial Intelligence and Model Management, Markets and Securities Services
HSBC
Director of Product Management
Arctera
Former Team Principle of HAAS Formula 1 team, Author of the No.1 Sunday Times Bestseller, Expert Analysis on F1 for RT, Star of award-winning Netflix series 'Drive to Survive'
Managing Director, Head of Compliance
Nomura
Managing Director, Head of BUK Technical Compliance and Technology & Change
Barclays
Global Head of Professional Services
Behavox
Head of Resilience: SecOps & GRC
Calitii
Managing Director, Global Head of Communication Surveillance Technology & Cloud Transformation Lead
Managing Director, EMEA Head of GBM Public Compliance
Goldman Sachs
Risk Chief Operating Officer
LSEG
Managing Director - Chief Control Officer / Wholesale Banking Transformation Office
ING
Managing Director, Global Head of Emerging Technology Operational Risks & Intelligence
BNP Paribas
Head of Europe Compliance & Global Head of Markets Compliance
Scotiabank
Managing Director - EMEA Head Global Markets Regulatory Compliance
Managing Director, UK Chief Compliance Officer
TD Securities
Chief Controls Officer
Monzo
Managing Director, Markets Head of Operational Risk and Controls
Global Head of Communications Surveillance
Vice President, Head of Product
Nasdaq
Managing Director, Group Head, Non-Financial Risk
Chief Auditor for Risk
Managing Director, Head of Global Markets Supervision & Business Regulatory Initiatives