Liam Smith

Information

Liam is a leading UK expert in financial services market abuse surveillance, detection, investigation and enforcement. Currently responsible for running live LSE plc market supervision, operations and oversight, market trading oversight and post-trade market abuse surveillance of the LSE plc, Turquoise MTF, Spot/Forwards Matching and FXall trading platforms. Over 20 years experience in equities proprietary trading, regulatory market abuse investigation at the Financial Conduct Authority, sell-side advisory compliance/market structure and Recognised Investment Exchange market surveillance oversight including STOR submissions, handling STOR Supervisory visits, leading LSE plc disciplinary investigations and criminal investigations related to market abuse at the FCA. Liam has given expert witness testimony multiple market abuse cases (criminal and civil) on behalf of the FCA and LSEG.